Nine months ago the initial European PRIIPS regulations came into effect... How are US capital market transactions affected? Why would American asset managers comply? What’s the impact on listed and non-listed US corporates?
Join an intimate roundtable discussion with experts.
Friday October 19 2018: 8.00am-9.30am + demo
Venue: BelCham New York - 1177 Avenue of the Americas, 7th floor - New York, NY 10036
Complimentary Breakfast included
Since January 1, 2018 the European PRIIPS regulation imposes the issuers of investment products to produce a key information document (KID) before a sale is made available to retail investors. This breakfast meeting highlights the different elements of this new regulation and illustrates how US investment managers and corporates can deal with this in a cost-effective way.
8.00am: Coffee & Breakfast
8.15am: Welcome and Introductions
8.30am: An Interactive Discussion on the PRIIPS challenges faced by asset managers offering their products to European retail investors
9.30am: Coffee, Networking & PRIIPSLab demo
Is a client in scope? Is any investment product sold to European retail clients in scope of this regulation? What about stock option plans? Why are intra-US capital market transactions affected?
What do you need to deliver a KID? The KID (Key Information Document) can be no longer than 3 pages and requires a specific layout. In the meeting we will provide a checklist.
How can you offer PRIIPS services? A summarized view will be presented of the approach to use and the hurdles to take.
How can we help you? RiskConcile will demo its solution to deliver the necessary documentation (KID, EPT , and EMT) in a couple of minutes, including translation into any European Language.
RiskConcile is a risk service provider offering valuation services, risk management solutions and regulatory reporting to the financial industry.